CIP Exception Tracking

Streamline CIP Exception Management using Alerts, eLists and compliant letters. 

“FINBOA gives me a better understanding within the retail staff on the process for both Reg E and Account exception tracking.  A tool to help retail staff answer customer questions on Reg E process. Operationally, much better reporting system, less manual intervention to clear items for account exception tracking. “

Sherrie Huber

Virginia National Bank


What It Does

Prompt Timeline Management
and Deadline Alerts

Track customers linked to each account for beneficial ownership

Browser user interface for deposit operations, branch managers and new account reps

Automatically generate exception letters for customer notification

Your Benefits

  • Meet regulatory requirements and minimize account risk
  • Reduce time to correct exceptions by 55%
  • Improve customer experience
  • Streamline information distribution to branch managers and new account reps
  • Track updates easily through account or customer screen

Ready to learn more?